Broker Check

Investing, Planning, and Protection

Aspiration, Design & Guidance

Aspiration, Design & Guidance

(Minimum Investment - $150,000)

Define long term goals and maximize your resources with ongoing support and advice. A fiduciary relationship between client and advisor.

  • Comprehensive financial planning
  • Investment Management based on the principals and standards of the AIF® designation
  • Insurance Planning including health, life and LTC
  • Estate and Wealth Transfer strategies*
  • Access to institutional investment managers.
  • Web access, consolidated reporting and financial education material

Investment Management

(Minimum Investment - $25,000)

Portfolio Structure, performance and risk analysis.

  • Performance Reporting
  • Tax Optimized Strategy*
  • Web Access
  • Consolidated progress reporting for all accounts in the household
  • Financial education material provided every month in addition to account reporting


Plans and strategies change over time. It's communication with the client year after year that will help keep the plan on track and achievement of the original goal.

  • Retirement Income Planning
  • Pension Election Analysis
  • Insurance Planning
  • Estate and Wealth Transfer Strategies*
  • Business Entity Design and Employee Retirement Benefits
  • For those who are members of the Oregon Public Employees Retirement System (PERS), we will conduct a detailed analysis of your benefits and the impact of your payout elections.

Making the Plan Work

Creating a financial plan or investment strategy is not enough. Plans and strategies change over time. It is communication with the client year after year that will help keep the plan on track and headed towards a positive result.

  • Scheduled contact with every client
  • General financial material provided every month in addition to account specific reporting
  • Consolidated progress reporting that looks back over the entire client relationship and all the accounts in the household

Long Term Care

Long term care (LTC) health coverage has been significantly improved over the past 10 years with options that provide funding for care at home and community based residences. The traditional model of LTC has been a stand alone insurance policy which is still available. Many people are opting for a newer model referred to as a linked benefit policy which provides a cash value and death benefit in addition to LTC benefits.

These improvements have allowed more people to access quality long term care coverage at a reasonable cost. We design LTC policies for our clients based on their needs and complete the process of applying and acceptance by well known companies in the industry.

Accredited Investment Fiduciary®

The AIF Designation certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. I recognize this Code of Ethics, and its principles and obligations.

To my clients, I will:

  1. Act with honesty and integrity and avoid conflicts of interest, real or perceived.
  2. Ensure the timely and understandable disclosure of relevant information that is accurate, complete, and objective.
  3. Be responsible when determining the value of my services and my form of compensation; taking into consideration the time, skill, experience, and special circumstances involved in providing my services.
  4. Know the limits of my expertise, and refer my clients to colleagues and/or other professionals in connection with issues beyond my knowledge and skills.
  5. Respect the confidentiality of information acquired in the course of my work, and not disclose such information to others, except when authorized or otherwise legally obligated to do so. I will not use confidential information acquired in the course of my work for my personal advantage.
  6. Not exploit any relationship or responsibility that has been entrusted to me.

To my community, I will:

  1. Proactively promote and be a steward of ethical behavior as a responsible partner among my peers in the work environment and in my community.
  2. Ensure that the overall promotion of my practice is implemented in the best interests of my profession.
  3. Seek, accept, and offer honest criticism of technical work; acknowledge and correct errors; and properly credit the contributions of others.
  4. Use corporate assets and resources employed or entrusted to me in a responsible manner.
  5. Continue to improve my knowledge and skills, share ideas and information with colleagues, and assist them in their professional development.

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you. | 503-517-9363

*Neither Voya Financial Advisors nor its representatives offer tax or legal advice. Please consult with your tax and legal advisors regarding your individual situation.